Building Construction
Traditional and modern buildings perform differently, and there is no 'one size fits all' approach to dealing with flooding. It is important to understand the construction, landscape, exposure and vulnerability of the building, and ensure that design changes are informed by its significance.
Inappropriate alterations may increase the risk of unintended consequences (causing harm to the significance of the building, its fabric or its occupants) or maladaptation (undermining the building's performance and resilience to climate change).
Flood proposals should focus on ensuring the building will be responsive, resilient, and well-adapted to our changing climate. As such, projects should include repairing and maintaining the building, an understanding of their construction and how these materials respond to water, an assessment of the building's significance and a review of the surrounding external environment.
Types of building construction
How a building is constructed and the materials it is made from will influence how it responds to flooding, both during and after the event. It will also help identify strong and weak points and determine what materials, products and methods are appropriate. This knowledge will also be useful to contractors brought in to understand the requirements of post-flood recovery.
Traditionally constructed buildings are made of permeable materials. They do not have modern damp-proofing measures, and builders commonly used straw, timber and masonry to elevate the internal floor of a building above the ground. Older damp-proofing techniques, such as using slate, quarry tiles or stone, provided a less permeable layer between the building and ground moisture.
Traditionally constructed buildings are commonly deemed 'hard to protect'. But their construction, where not altered with inappropriate materials, is often fundamental to their resilience. Materials used in traditional construction have a natural ability to manage moisture and temperature changes, which means traditional building materials have the ability to recover after the event, whereas modern materials are more likely to require stripping out and replacement.
Understanding the different types of construction and the materials used is essential when contemplating retrofitting or adapting a building to recover better from flooding. Where these are not considered, structural damage or collapse could occur as an unintended consequence.
For example, the following materials and measures are appropriate for modern but not traditional construction:
- any form of sealing or tanking
- any type of damp-proofing treatment
- cement for mortars, renders or flooring
- plasterboard, gypsum plaster
- impermeable paints, sealants or waterproofing products
The science of moisture transport suggests that using cementitious mixes and waterproofing materials slows drying, thus leaving the building prone to worse flood damage in future. This would negatively impact not only the building fabric, but also indoor air conditions and building usability.
Where modern materials are introduced into a traditional building, they may make it less resilient to flooding and may mean more extensive renovation works are required after the flood, including stripping out. Modern materials can also increase the risk of condensation, mould and timber decay, which may affect the occupants' health and the integrity of the building.
Many buildings of traditional construction have already been altered using inappropriate modern materials. Every opportunity to remove and replace these materials with more suitable ones should be taken, including after a flood.
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Masonry Buildings
Information on the construction of traditional masonry buildings
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Earthen Structures
Information on the construction of traditional earthen structures
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Timber-framed Buildings
Information on the construction of traditional timber-framed buildings
Condition of the building
Water will find its way through weak points within the building envelope, such as defective or decayed materials, cracks in masonry, gaps under doors, ill-fitting windows or incorrectly sealed services. Water can enter via vents, gaps, airbricks or backed-up sewage pipes. Party walls can also be a source of water ingress.
Permeable materials, such as sandstones and lime-based products, that are under water pressure for a long time can allow water ingress.
A building of traditional construction is likely to recover from water ingress significantly faster than a modern building, as long as it has been well maintained and repaired using compatible materials.
Traditional surface finishes, such as lime plaster, lime render and limewash, do not always need to be removed as part of the drying process (unlike gypsum and plasterboard). Research has shown that lime-based products can aid the drying process. It is, therefore, important to maintain them and replace them like-for-like.
When in good condition, a building's external facade can prevent water ingress from flooding and improve resilience to wind-driven rain. It is, therefore, important to ensure masonry is kept in a good state, with minimal spalling or cracking, and that appropriate lime mortars and renders are used for repairs. If the masonry is particularly historically significant, an assessment of the building's vulnerability to flooding should inform appropriate repairs or adaptation.
In both modern and traditional constructions, the junction between materials is often the failure point, rather than the materials themselves. For example, cracked render is a weak point for water from rainfall or flooding to track between materials. However, solid permeable walls in good condition, with appropriate lime mortars, can slow floodwater from passing through the substrate. They can also accelerate drying due to the superior durability and intimacy of the bond between the traditional mortar and masonry unit.
Where services such as water and waste pipes penetrate external walls, it is important to ensure they are adequately sealed using compatible and appropriate materials, such as sleeves, oakum or lime mortar.
Draughts can help identify potential entry points for water. Where air is able to move freely, water can too.
Doors and windows are liable to warp, shrink and move over time due to changes in seasonal and environmental conditions. Ensuring they are in good condition and edge-sealed will improve energy efficiency and prevent water from entering via any gaps. Old solid timber doors have a degree of resistance to water ingress because the tight grain system slows the passage of moisture. Younger modern timbers can become saturated quickly due to the more open grain system.
Weak points that impact both heat loss and moisture ingress can be identified using a thermal imaging camera.
The immediate external ground level around a building will change its vulnerability to flooding. Historically, buildings were constructed with their floor finishes raised above the external ground level. However, we now often find that external ground levels have risen, due to lack of maintenance or because they have been altered over time with no consideration to the transfer of moisture from the outside environment to the inside of the building. The difference may also be caused by environmental conditions, such as changes in the landscape, or human action (for example the introduction of services, paths or roads). Decay or water ingress can occur as a result of raised ground levels or where the landscape falls towards the building.
Where possible and appropriate, altering the ground level can increase flood resilience. Reducing its height by as little as 150mm can reduce the amount of water entering a building. However, there may be barriers to lowering the ground level. Examples include owner consent, building services, archaeology, exposing limited or no foundations, and building type.
Alternatively, water can be slowed. Displacement of water can be improved by using permeable surfaces, natural solutions such as sustainable drainage systems and good drainage. Where hard impermeable surfaces are present, they may act as a funnel and direct the water towards a vulnerable area of the building.
In this section, drainage refers to rainwater goods, underground drainage, culverts, septic tanks, soakaways and French drains.
Faulty or inadequate rainwater goods are a common cause of water ingress in a building. Where blocked, or where joints or seals are faulty, water will not be able to flow freely away or into an underground drain. Due to an increase in heavy rain events, upgrading or adding capacity to the rainwater goods should be considered.
The role of underground drains is often overlooked, but the consequences of failure can be devastating. Failure can be caused by a heavy load on top of the drain, blockages, breakages from tree roots and lack of maintenance. A CCTV inspection can identify any issues that need attention. Clearing out underground drains will improve their resilience to surface water flooding and may prevent potential structural issues.
Perimeter land drains, encased in a membrane and fines-free shingle and known as French drains, are suited to agricultural use. They are common where external ground levels cannot be lowered, but their effectiveness is not always guaranteed. When installed close to a building's foundations, they may concentrate water at the base of the walls. This may increase the risk of water penetration or undermine the stability of the foundations. High water tables can interfere with the effectiveness of French drains and make them redundant, as can having a heavy clay soil content. French drains are also difficult to maintain and keep free of blockages.
Street drainage, trench drains or private culverts can significantly impact the flood resilience of a building. If they are not kept clear, they can cause basement flooding and increase the likelihood of surface water flooding.
In this section plumbing means the above-ground waste pipes from toilets, baths and sinks and the pipes that supply water for drinking, washing, and heating and hot water systems. This guidance focuses on flooding from the environment, however it is worth noting that 60 per cent of insurance claims are made because of faulty plumbing.
Plumbing should be kept in good condition. Pipes should be insulated, and repairs done as soon as a fault is found. These measures will reduce the likelihood of rot and decay occurring as a result of long-term leakage.
Non-return valves should be fitted, where appropriate, in existing chambers to prevent water surging back through the drainage system during a flood. An automatic gate will be deployed by the hydraulic pressure of the water. Otherwise, valves will be fully open and will allow solids to flow freely when the building is not at risk of flooding.
How floodwater impacts a building
Floodwater has the potential to damage a building in several ways. It can cause superficial damage to paint, plaster and finishes, or structural damage to the building fabric. It can also damage electrical and plumbing services beyond repair. These types of damage are direct effects of the flooding, occurring immediately. Indirect effects may occur later, such as mould growth, timber decay and so on.
The nature of the damage will depend on the depth, extent, duration, velocity and rate of flooding. The frequency of flood events will also affect the extent of the damage.
Direct impacts
Hydrostatic pressure is the vertical or horizontal force generated by water at rest on the surface of the building it is in contact with. It can cause serious structural damage to a building and its foundations. Other examples include the horizontal pressure exerted on a building's masonry, doors or windows, or on the plinth base of a cob or timber-framed structure.
Basements may experience external hydrostatic pressure on walls that are higher than the natural groundwater level. This could cause the walls to fail if they are retaining the ground behind. However, the heavier the building above, the less likely failure is to occur, because the vertical dead load provides a restoring force. It is more likely that the floor slab will be affected and break up.
Hydrodynamic pressure is the force of the water moving around a building. These loads include the frontal impact (direction of flow), the drag either side and the suction on the downstream side.
Buoyant forces are the vertical uplift of a structure due to the displacement of water.
It is unlikely that floodwater will lift a traditional masonry building, but it could raise a timber-framed building off its plinths. Stone slab or suspended timber floors could also be lifted. And concrete floor slabs with no top reinforcement may crack, allowing water in and causing the slab to corrode and ultimately fail.
Impact loads can be very destructive because their force is concentrated. Examples include the direct force associated with waves or the impact of debris in the floodwater.
Indirect impacts
Floodwater can affect the environment in and around a building. For example, flooding increases sediment erosion, which in turn releases particle-bound pollutants. These could be acids, salts, nutrients and other organic matter. Such particles can have an adverse effect on the well-being of occupants if not decontaminated: mould, for example, can cause breathing problems. Organic matter and salts may also cause the building fabric to deteriorate via masonry spalling or rotting timbers.
Below ground structures
Below ground structures will either be habitable or non-habitable. Many existing below ground structures have been turned into habitable spaces. In some cases, new basements have been constructed under existing buildings. Making these spaces habitable requires the management of penetration of moisture, understanding the humidity levels and providing appropriate ventilation options. Understanding these elements will prevent damage to the surface finish or contents, and mould growth or decay. Thus, transforming these subterranean spaces for habitable use is often very complex.
Unconverted habitable below ground structures will face different issues and require different solutions, compared to those not being used for living accommodation.
The main consideration is preventing water from penetrating laterally into the walls and floors from the surrounding soil. The source of this water could be natural groundwater levels or inappropriately designed or maintained drainage systems, surface water runoff, failed rainwater disposal systems or sump pump failure, as well as groundwater flooding. Additionally, below ground structures are highly susceptible to rising groundwater, which will surface through both the floor slab and the walls.
Where the original construction is not performing appropriately or has been altered in the past, for example with cementitious materials or tanking, a review by a competent professional should be undertaken to assess the potential cause of decay and provide an options appraisal to remedy the situation. The solution will depend on the proposed use of the space and whether any adaptation or conversion is to occur, the latter of which will require any works to align with the building regulations.
New basements and the use of an existing basement is restricted within Section 14 of the NPPF depending on the Flood Zone they are within. Basements in Flood Zone 3a and 3b cannot be used as habitable spaces.
Those in Flood Zone 2 require an 'exception test' to be carried out before being adapted for residential occupation. Flood Zone 1 allows basements to be used for residential purposes where appropriate mitigation is in place.
When a basement is being used as a habitable space or is being proposed to become a habitable space, the building regulations apply to fire escape routes, ventilation, ceiling height, damp proofing, electrical wiring, water supplies, and risk to life.
Where a basement is being converted into a habitable space it will need to comply with The Party Wall Act 1996 and the building regulations. Items such as fire escape routes, ventilation, ceiling heights, electrical wiring, protection from moisture, drainage, water supplies and risk to life will need to be considered. Further guidance and recommendations are covered in more detail under BS 8102:2022 - Code of practice for protection of below ground structures against water ingress.
Non-habitable basements are likely to be storing archives, valuables, mechanical and electrical equipment or, in situations such as places of worship, may contain caskets and human remains.
Where possible, valuables and archives should be stored above the flood level, to prevent loss and the need for repairing and drying after the incident. Waterproof boxes can be an alternative option for storing items. Where your flood risk assessment has identified a high risk of flood occurring and/or increasing in frequency, removing the archives and valuables to another area or to an offsite store might be the most appropriate option.
Regarding burial crypts, ensuring coffins cannot be displaced via the force of the floodwater will both ensure that remains are preserved, and prevent health and safety concerns after a flood. Older coffins were often lined with lead, which can present a health risk. There might also be anthrax spores, airborne viruses and other illnesses that could be spread should the remains be exposed.
Depending on their intended use, non-habitable basements do not necessarily need to be tanked or have cavity drainage systems installed. If their walls and floors have been maintained with materials compatible with the original materials, they remain able to manage moisture. Ventilation should be provided above flood level to facilitate continuous air flow, this alone can manage any excess moisture and ensure that the basement is in a good state of repair.
Routine maintenance and repair of existing drains, installing land drains uphill from the building or taking back the earth are methods that should be considered prior to tanking.
The most effective way of dealing with lateral penetration of water to the interior of the basement is to remove the earth away from the exterior wall. However, this will not be possible in every situation as it can cause structural issues, could affect the significance of the building, or there might not be surrounding space to accommodate this due to adjoining structures.
Where conversion into a habitable basement is occurring in an area susceptible to flooding, compared to one with low groundwater issues, then mitigation measures may need to be put in place. There are two main ways of achieving this, via tanking or a drained cavity system.
Tanking involves installing a waterproof barrier to the internal or external surfaces of the basement structure to block the passage of water. Installing externally is less likely to be possible in existing basements due to access issues. It also has limitations as it is not possible to fully test if the system is working until the surrounding ground is backfilled. Waterproof coatings are unlikely to have long lifespans when buried, as they are exposed to high quantities of water and salts from the ground.
In addition, the use of waterproofing systems that could significantly increase the hydrostatic load on existing structures should be undertaken only after it is proved that this will not compromise the integrity of the building.
For these reasons any method of tanking for a traditionally constructed building or one of heritage value is not recommended.
A cavity drainage system, also known as drainage protection, manages water ingress via drainage channels and a specially designed sump and pump.
Cavity drainage systems will use waterproofing membranes applied to internal walls, floors, and in some circumstances ceilings. They are designed so that a cavity is created between the waterproof membrane and the internal surfaces of the basement structure. This cavity creates a free space for water to travel in and be directed, via channels, to a sump pump system, which then transports the water externally away from the building. Cavity drainage systems are reported to last a minimum of 30 years. However, proper installation and adequate maintenance occur will impact this.
Issues arise when these systems fail and allow water into the basement resulting in rot and mould. To prevent this maintenance is extremely important, to ensure the system is working effectively and continues to do so. Any impermeable membrane can potentially displace moisture to adjoining material.
The efficacy and longevity of cavity drainage systems in flood zones is impacted by the ability for the systems to still be functional after the flood event. Where these systems are applied to the inner surfaces, they rely on adhesion to resist the water pressure. This means that, where excessive pressure occurs, this can cause failure of the combined multilayer systems, which will impact the ability for the drying contractors and insurers to confirm that the system has returned to pre-incident condition, likely resulting in the need to remove and replace the whole system.
Ventilation should not be restricted. Where passive ventilation cannot be achieved, appropriately designed mechanical ventilation should be installed. What will be deemed appropriate will depend on the intended use of the space and should be in line with Approved Document F of the building regulations. The location of mechanical ventilation plant and its associated electrical supplies should be above the flood risk level and have a suitable IP rating if they need to operate during a flood and remain usable afterward. More information on building services in flood zones is covered in Building Services.